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The CFTC’s Evolving Application of its Fraud-Based Manipulation Law and Regulatory Provisions
Join us on December 2 for a highly interactive webinar that will explore the CFTC’s expanding application of the anti-manipulation provisions of Dodd-Frank into novel territory. This webinar will focus on recent enforcement actions under Section 6(c)(1) of the Commodity Exchange Act and CFTC Regulation 180.1, and how the CFTC has taken a very broad view of its anti-manipulation authority and sought to punish a wide range of alleged misconduct that bears little resemblance to traditional market manipulation or commodities fraud. Relying on these provisions, for example, the CFTC has brought enforcement actions alleging misappropriation of non-public information, payment of bribes and kickbacks to employees of state-owned entities, and misstatements to futures exchanges or future commission merchants. Are such actions supported by the relevant law? When charged, is settlement the only plausible outcome? Join us for a robust discussion on all these topics and more.

Dec 2, 2021 10:00 AM in Eastern Time (US and Canada)

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